- SMBC (New York, NY)
- …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... related to market activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit ...and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper… more
- Citigroup (New York, NY)
- …key stakeholders to develop a steady franchise. **Responsibilities:** + Coordinate with Rates Trading , Futures Sales Trading and other key stakeholders to ... Senior level position responsible for managing cash bond versus UST futures basis trading for Institutional Clients. The overall objective of this role is to help… more
- Scotiabank (New York, NY)
- Director , US Cybersecurity and Infrastructure Audit **Requisition ID:** 203015 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... effectiveness of internal controls relating to wholesale bank and trading operations and internal control within the US This...Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to capital… more
- Citigroup (Houston, TX)
- …for building, developing and managing the risk of an eastern physical natural gas trading portfolio, in coordination with the Natural Gas Trading team. The ... and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Oversee a trading ...franchise and connect with key clients + Coordinate with Sales , Research, CM and other organizations across Markets and… more
- Citigroup (New York, NY)
- The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic… more
- BMO Financial Group (New York, NY)
- …will provide advice to the line of business including but not limited to sales , trading , and algorithmic development teams regarding rules and regulations. You ... The US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm's Cash Equities & Electronic Trading … more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Audit Manager to join our Internal Audit & Risk Consulting team focusing primarily on our Asset Management business. In ... the achievement of the organization's business objectives by performing risk-based internal audit and advisory services! + Lead the evaluation of key risks that… more
- Wawa, Inc. (IA)
- …and Back Offices, Payroll, Accounts Payable, Accounts Receivable, Inventory Control and Sales Audit . **Principal Duties:** + Oversee the direction and management ... and Back Offices, Payroll, Accounts Payable, Accounts Receivable, Inventory Control and Sales Audit functions, including the accurate and timely reporting of… more
- Scotiabank (New York, NY)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , TPRM, US Internal Control **Requisition ID:** 215898...timely and high-quality responses to inquiries from regulators, internal audit , and senior management. + Stay at the forefront… more