- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team ... objective of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business… more
- Citigroup (Columbus, OH)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for ensuring that the OTC Middle Office core functions are ... recommend actions for resolution. + Contribute to processing standards and expectations for securities and derivatives processing teams. + Manage the day to day… more
- Citigroup (Tampa, FL)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Resolve complex process… more
- T. Rowe Price (Baltimore, MD)
- …and developing best of class capabilities. Role Summary The Client Account Services Sr . Manager - Insurance is responsible for managing the end-to-end service ... sector with significant AUM at T. Rowe Price. The Sr . Manager will be responsible for high-volume...reporting + Experience and expertise in fixed income markets, securities , and derivatives instruments FINRA Requirements FINRA… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Capital Markets (New York)** TD Securities is a market leader in capital markets advisory and underwriting. Our ... include IPOs, follow-on offerings, private placements, convertible debt, and equity derivatives . + LevFin products include leveraged loans, high yield bonds,… more
- Citigroup (Charlotte, NC)
- …Risk and Credit Risk (including Securitization, Counterparty Credit Risk (CCR), Derivatives and Securities Financing Transactions (DSFT), Wholesale, Retail, ... Risk and Credit Risk (including Securitization, Counterparty Credit Risk (CCR), Derivatives and Securities Financing Transactions (DSFT), Wholesale, Retail,… more
- TD Bank (New York, NY)
- …sales and trading, at a global financial institution. + Firm understanding of securities and derivatives rules and regulations, and the ability to learn ... judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
- Bank of America (Addison, TX)
- …end-to-end support for Global Markets sales, trading and underwriting business for securities , foreign exchange, fixed income, exchange traded derivatives , and ... AML Refresh Ops - Ops Sr . Analyst MKTS Addison, Texas;Plano, Texas **Job Description:**...regulatory reporting + Escalates potential risks and exposures to manager in a timely manner + Assists with ad-hoc… more
- Citigroup (Getzville, NY)
- …a portfolio consisting of Issued Debt, Intercompany Borrowings & Placements, AFS/HTM Securities , and Derivatives . CTI is responsible for managing central ... notes, credit card securitizations and perform liability management for all capital securities issued through Citigroup and CBNA. CTI Summit Execution team works… more
- T. Rowe Price (Owings Mills, MD)
- …contribute, learn, and make a difference. We are a premier asset manager focused on delivering global investment management excellence and retirement services that ... team closely monitors firm and entity level aggregate ownership in equity securities to ensure compliance with various federal, state, and global regulatory limits… more