- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Apr 18, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... at least 5 years of experience in managing projects and/or regulatory compliance experience. Expertise and knowledge of banking operations and applicable regulations… more
- SAP (Reston, VA)
- …a variety of benefit options for you to choose from. **What you'll do** As a Senior People Compliance Officer , you will work in close partnership with the ... Centers of Excellence, Lob's, managers, and employees. **What you bring** As a Senior People Compliance Officer you have: + Solid experience and expertise in… more
- Honeywell (Washington, DC)
- As a Senior Export Compliance Officer here at Honeywell, you will play a crucial role in ensuring that our company operates within the boundaries of export ... and regulations. You will be accountable for developing and implementing export compliance policies, procedures, and strategies to ensure that our business units… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program covering consumer including monitoring business area compliance with applicable laws and regulations, ensuring controls are in… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research Compliance… more
- JPMorgan Chase (Newark, DE)
- …in the world of compliance ? At JPMorgan Chase, we are seeking a dynamic Compliance Senior Officer to join our team. This role offers the opportunity ... institution, this is the perfect opportunity for you. **Job Summary:** As a Compliance Senior Officer in the OFAC Sanctions Screening Management team, you… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Bloomberg (New York, NY)
- …Head of Employee Compliance .** **What's the Role?** **We are seeking a Compliance Officer with deep E-Comms Surveillance & Monitoring experience. You will be ... to you to make it happen.** **Bloomberg's Legal & Compliance Department plays a critical role in supporting our...program.** **Our Team** **As an Electronic Communications (E-Comms) Surveillance Officer , you'll be a critical member of the Employee… more