- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... team sits in Core Compliance and covers the TDS US businesses. This Senior Compliance Officer will also support other aspects of the Core Compliance … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance Department ... areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful...review. - Recommend topics and insights for reporting to Senior Management. - Support ad hoc reporting and data… more
- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Feb 5, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... are defined as deficient practices that result in the actual or potential non- compliance with any law or regulation that addresses consumer protection, that are… more
- Deluxe (Minneapolis, MN)
- The Senior Compliance Officer is the "owner" and subject matter expert of regulation or business-area specific enterprise-wide compliance programs. This ... role performs a key function by advising on compliance processes and compliance -related issues and providing...the growth and development of the business at a senior organizational and commercial level. Job Functions: + Oversees… more
- Honeywell (Phoenix, AZ)
- Senior Export Compliance Officer Phoenix, AZ #hybrid after first 90 days As a Senior Export Compliance Officer here at Honeywell, you will play a ... and international trade controls. You will report directly to our Senior Director of Export Compliance , and you'll work out of our Phoenix, AZ location on… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area … more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer **Requisition ID:** 210173 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more