- Bloomberg (New York, NY)
- …tools to make sense of it all. We have an exciting opportunity in Advisory Compliance to work with the businesses that deliver these products, identifying ... publication. - A track record of working with and advising senior business people on compliance matters. - Experience of identifying and managing risk, including… more
- T. Rowe Price (Baltimore, MD)
- …join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange-Traded ... business on compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities, responding to inquiries, and… more
- Santander US (New York, NY)
- Compliance Officer - Markets Business Line Advisory Compliance New York, United States of America USA Job Family Description: You will provide real-time ... compliance advisory support to the US Fixed...with the ability to effectively influence others and engage senior stakeholders and foster collaboration amongst Compliance ,… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member... Officer will serve as (1) primary compliance advisory coverage for Scotiabank's Houston based… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for lending and deposit compliance . This role is… more
- JPMorgan Chase (Jersey City, NJ)
- …the status quo, and striving to be best-in-class. As a Control Room Senior Officer which is a part of the Compliance , Conduct and Operational Risk (CCOR) ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...firm's watch & restricted list policy, research restrictions during advisory mandates and other Control Room-owned policies. + Provide… more
- Deloitte (Miami, FL)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Manager on our Global Trade Advisory ...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade Advisory… more
- Deloitte (Stamford, CT)
- …+ Foreign equivalent of the above certifications + CUSICO (Certified US Import Compliance Officer ) + Professional Accreditation in EU Customs Law (post masters) ... world in our world! What you'll do As a Senior Consultant on our Global Trade Advisory ...foreign multinational companies on global import and export strategies, compliance , and technology enablement. The Global Trade Advisory… more
- Manulife (Boston, MA)
- **Reports To:** Asia Chief Compliance Officer , with a matrix reporting line to the Global Chief Anti-Money Laundering Officer . On an interim basis there will ... Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the ...Financial Institutions. + As a member of the Asia Compliance Senior Leadership Team, contributes to the… more