- TD Bank (New York, NY)
- …variety of audiences (including senior management), coordination with other Compliance workstreams to integrate Issues Management intro their respective ... to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to cover the Insurance, Venture Capital, and other groups within Finance. The ... Senior Lead Compliance Officer will...independently challenge the reporting, escalation, and timely remediation of issues , deficiencies, or regulatory matters regarding compliance … more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... Compliance and covers the TDS US businesses. This Senior Compliance Officer will also...issues identified in the inspection process and track issues to closure. + Assist the Compliance … more
- The Boeing Company (Renton, WA)
- …Description** Boeing's Law and Global Compliance │Ethics organization is seeking a ** Senior Site Compliance and Ethics Officer ** (SCEO) to support ... others. The SCEO will also work alongside the site compliance ethics officer for the Renton site....executes and integrates business partner engagements and Ethics and Compliance strategic initiatives + Influences senior leadership… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program covering consumer including monitoring business area ...complex situations and provide guidance, make recommendations, and/or escalate issues to appropriate levels of management. * Ability to… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* WHAT IS THE OPPORTUNITY? The Senior Compliance Officer will act in a compliance ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... Testing metrics, and contribute to department reporting + Support issues management development and tracking of Compliance -identified...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- SAP (Reston, VA)
- …a variety of benefit options for you to choose from. **What you'll do** As a Senior People Compliance Officer , you will work in close partnership with the ... for HR and PR Partners, managers, and employees regarding issues related to the Global Anti-Discrimination Policy. + Support...Lob's, managers, and employees. **What you bring** As a Senior People Compliance Officer you… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + Participating in… more
- Ventura County (Ventura, CA)
- Revenue Officer I/II/ Senior Print (https://www.governmentjobs.com/careers/ventura/jobs/newprint/4883553) Apply Revenue Officer I/II/ Senior Salary ... than one type of special collections for the unit. Senior Revenue Officer under general supervision, provides...contact individuals and organizations to secure information and enforce compliance with specific provisions of tax laws, rules, or… more