- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and… more
- J&J Family of Companies (Raritan, NJ)
- Johnson & Johnson Services Inc. is currently recruiting for a Senior Manager, Health Care Compliance Officer for the Innovative Medicine Global Functions ... position will be based in Raritan, NJ (with regular travel to Titusville, NJ). The Senior Manager, Health Care Compliance Officer , will be responsible for… more
- Scotiabank (New York, NY)
- Senior Manager, Conduct Compliance Officer... compliance at the Bank. + Provide day-to-day compliance support for the conduct program by monitoring ... together to drive ambition for every future! **Purpose** The Conduct Compliance Officer coordinates tracking, measurement, and management for conduct-related… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... Compliance and covers the TDS US businesses. This Senior Compliance Officer will also...process and track issues to closure. + Assist the Compliance Testing Team, as needed, on monitoring … more
- Citigroup (Tampa, FL)
- Serves as a compliance conduct risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... reviews and inquiries and advising on internal and external testing, monitoring , audits & investigations. + Analysing complex comparative data, preparing and… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...Primary focus of role is on day-to-day advisory and monitoring , although roles also contribute to strategic planning within… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... areas of the compliance program covering consumer including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... of the compliance program covering Fair and Responsible Banking including monitoring business area compliance with applicable laws and regulations, ensuring… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Dec 21, 2024 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... update of policies and procedures. The issues management processes include the monitoring , analysis and documentation of issues, which are defined as deficient… more