- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** The Senior Compliance Officer TDS - Compliance within ... + Proficient in Word, Excel (VLookups) and PowerPoint The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Regulatory Change Management team as part of Corporate Risk ... and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Senior Lead Compliance Officer will.... The Senior Lead Compliance Officer will drive the transformation of the Regulatory… more
- Citigroup (New York, NY)
- Citibank, NA seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics to evaluate methodologies for risk-return, ... including FCR, OCC, Federal Reserve Bank and FDIC. Ensure compliance with existing regulatory requirements and respond...5 years of post-baccalaureate experience as a Credit Portfolio Officer , Project Manager, Senior Consultant, or related… more
- Santander US (New York, NY)
- VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice President, Bank Regulatory Compliance ... which focuses on investment banking advisory engagements and lending services. Compliance Officer implements a comprehensive and sustainable compliance… more
- Santander US (New York, NY)
- VP, Regulatory Examination Management Compliance Officer New York, United States of America USA Job Family Description: The VP, Regulatory Examination ... Management Compliance Officer follows industry regulatory developments, applying this expertise when interacting with financial services regulators… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a **Lead Compliance Officer ** to support the ** Compliance business aligned oversight of Wells Fargo's COO Operations Shared Services ... work through issues and drive decisions + An active Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA) designation… more
- Wells Fargo (New York, NY)
- **About this role:** **Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to support the ... Compliance Program on the Cross Asset Team. The Senior Lead Compliance Officer will... change** **Develop, oversee, and provide expert business and regulatory compliance functional knowledge** **Provide regulatory… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Consumer Compliance Officer is responsible for managing and maintaining assigned ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...such as, but not limited to the development of Compliance Policies & Procedures, performing regulatory horizon… more