- T. Rowe Price (Baltimore, MD)
- …professional to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses, specifically ... the Exchange-Traded Funds ( ETFs ) and separately managed account (SMA) platforms. This role...compliance and regulatory matters. + Support the Chief Compliance Officer in liaising with regulatory authorities,… more
- Wellington (New York, NY)
- …Governance team, to the fund's Board of Trustees, and the funds' Chief Compliance Officer + Providing analysis of applicable regulatory developments, managing ... This Counsel will also support the firm's sub-advised active ETFs , '40 Act mutual funds, as well the distribution...Act funds, including strategic legal advice and counsel to senior business leaders. + Providing legal advice on the… more