- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Regulatory Change Management team as part of Corporate Risk ... career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Senior Lead Compliance Officer will drive… more
- Wells Fargo (New York, NY)
- **About this role:** **Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to support the ... Electronic Trading Compliance Program on the Cross Asset Team. The Senior Lead Compliance Officer will be responsible for managing aspects of the… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for RIM MCR Tool as part of Corporate Compliance Regulatory Change ... area requiring strong understanding of the business, policies, procedures and/or compliance requirements + Lead collaboration with Technology partners and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to manage its Securities-Based Swap Dealer compliance program, within ... groups, legal entities, geographies, and jurisdictions; and ensure that escalated compliance issues receive immediate senior management attention. **Job… more
- Bloomberg (New York, NY)
- Senior Compliance Officer - Management Information (MI) AND Governance Reporting Lead - Legal & Compliance Bloomberg's Legal & Compliance ... areas of focus for our stakeholders (including our Chief Compliance Officer and Executive Management). The successful...review. - Recommend topics and insights for reporting to Senior Management. - Support ad hoc reporting and data… more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General...reportingto the US General Counsel and the Global CCOwill lead the Compliance Assurance team responsible for… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** The Senior Compliance Officer TDS - Compliance within ... + Proficient in Word, Excel (VLookups) and PowerPoint The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible Banking Department is ... responsible for managing and maintaining assigned areas of the compliance program covering Fair and Responsible Banking including monitoring business area … more
- TD Bank (New York, NY)
- …along with the ability to handle multiple assignments at the same time. The Senior Compliance Office provides advice, guidance and support to business units in ... work and statuses to a variety of audiences (including senior management), coordination with other Compliance workstreams...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering ... risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks...work with regional and global partners, and influence and lead people across culture and senior level… more