- Raymond James Financial, Inc. (CO)
- …solutions to escalated problems or needs. **Essential Duties and Responsibilities** * Performs RJ Bank fair lending compliance reviews and analyzes the fair ... specialized training, and/or certification in financial services or banking industry compliance to administer and manage an assigned compliance function.… more
- Raymond James Financial, Inc. (FL)
- …financial services industry to oversee and manage aspects of the following RJ Bank's compliance program activities, including conflicts of interest, regulatory ... topics. **Essential Duties & Responsibilities:** * Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed by the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and quality assurance are properly addressed within process and procedures. + Interface with RJB Compliance , RJ Compliance , and RJ Supervision to guide ... skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with banking rules… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …work closely with advisors, all while adhering to strict regulatory and compliance fiduciary standards. Leads large and/or multiple projects with significant scope ... analyze and resolve complex issues. **Essential Duties and Responsibilities** **Strategy, Compliance and Risk Management** + Create and implement an attractive trust… more
- WM (Charlotte, NC)
- …Formulates short-term and long-term goals and action plans in conjunction with the Senior District Manager and/or Director of Disposal Operations. + Participates ... with a preference for Charlotte based candidates. This District Manager will travel upwards of 70% of the time...savings. + Executes necessary precautions to ensure safety and compliance with Company, OSHA, and other standards and regulations.… more