- TD Bank (Telford, PA)
- …details for this role. **Line of Business:** Compliance **Job Description:** The ** Senior Manager Testing and Coordination (Audit and External Exam ... for the timely execution of the Compliance testing plan + Typically deals with senior /executive...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- M&T Bank (Clanton, AL)
- …and other compliance officers to confirm validity of issues; make recommendations to Senior Compliance Testing Manager regarding the appropriate tier ... as assigned. **Nature and Scope:** The position works under the direction of the Compliance Testing Manager with a high degree of autonomy and is required to… more
- JPMorgan Chase (Tampa, FL)
- …the box, challenging the status quo and striving to be best-inclass As a Monitoring/ Testing Senior Officer - Associate in the Global Financial Crimes ... Compliance (GFCC) and Compliance Conduct and Operational Risk (CCOR) Testing ...globally. You will report into the North America GFCC Testing Manager . which functions within the firm's… more
- M&T Bank (Clanton, AL)
- **Overview:** The Senior Compliance Testing Analyst - Issue Validation Role is responsible leading and executing compliance issue validations utilizing a ... compliance officers to confirm validity of issues; make recommendations to Compliance Testing Manager regarding the appropriate tier rating of identified… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS US ... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Capital One (Richmond, VA)
- Senior Manager , Risk: Card Controls Testing Capital One's Card Risk organization is responsible for core areas that span Strategy, Operations, Technology, ... business. We are hiring for our Controls Team a Senior Manager that can deliver the following:...business areas to enable deeper risk mitigation and requirement compliance working closing with all Card business areas to… more
- Scotiabank (New York, NY)
- Senior Manager , US AML Monitoring and Testing **Requisition ID:** 215612 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown ... testing or audit AML experience in a regulatory, compliance , or quality assurance capacity within a financial institution...and risk and controls analysis. + Strong understanding of compliance and testing best practices. + Familiarity… more
- Truist (Charlotte, NC)
- …of control testing activities (including control design and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation ... activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment activities. 7. Perform compliance monitoring indicator… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Manager II -...including senior management, on all aspects of compliance testing . + Ensure compliance ... Credit Card, HELOC, and Overdraft Line of Credit. The Compliance Testing Manager II will...senior level Internal Audit, Business Units, and Corporate Compliance Portfolio Managers. + Encourage integrated testing … more
- Truist (Charlotte, NC)
- …of control testing activities (including control design and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation ... activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment activities. 7. Perform compliance monitoring indicator… more