- TD Bank (Greenville, SC)
- …to the role which is outlined in the general summary below. **Job Summary:** The Senior Manager , Compliance Testing oversees and develops team(s) of ... and key controls over regulatory compliance . This Compliance Testing Manager role will...for the timely execution of the Compliance testing plan + Typically deals with senior /executive… more
- Wells Fargo (Minneapolis, MN)
- …risks, and controls according to standards and other applicable policies. The Testing Senior Manager will execute horizontal compliance testing and ... **About this role:** Wells Fargo is seeking an Independent Testing Senior Manager in Independent...interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience. + Experience… more
- TD Bank (Telford, PA)
- …details for this role. **Line of Business:** Compliance **Job Description:** The ** Senior Manager Testing and Coordination (Audit and External Exam ... for the timely execution of the Compliance testing plan + Typically deals with senior /executive...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- BMO Financial Group (Chicago, IL)
- Assists in the implementation, maintenance and administration of the regulatory compliance testing program. Independently conducts regulatory compliance ... to gain competitive insights and best practices. + Represents the Regulatory Compliance Testing team and interacts with examiners/auditors during internal,… more
- Capital One (Mclean, VA)
- … Manager - Anti-Money Laundering Compliance Controls Review Testing The Compliance Testing Senior Manager performs a key second line of ... and departmental processes comply with Anti-Money Laundering and Sanctions regulations. The Compliance Testing Senior Manager will be responsible for… more
- TD Bank (Portland, ME)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Compliance Testing Analyst executes independent testing ... standards + Provides analysis on issues and effectively communicates results to Compliance Testing management and assists management in communicating results to… more
- BMO Financial Group (Milwaukee, WI)
- The Senior Manager , Control Monitoring & Testing for Cross Business Risk drives the effective implementation, maintenance, and administration of first line ... testing across Wealth Management Business Units in line with Enterprise Compliance Monitoring and Testing requirements. + Works with assigned business unit… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... + Assist with developing and executing the annual Compliance Testing plan + Determine scope of...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate others +… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Testing Manager II is...including senior management, on all aspects of compliance testing . + Ensure compliance ... to M&T's Commercial and Business Bank Lending portfolio. The Compliance Testing Manager II will...senior level Internal Audit, Business Units, and Corporate Compliance Portfolio Managers. + Encourage integrated testing … more