- Discover (Riverwoods, IL)
- …find a brighter financial future with Discover. **Job Description:** **What You'll Do** The Senior Manager Compliance Advisory role will be responsible ... and third-party oversight and training. The Senior Manager will also advise on and facilitate compliance...(CMS) governance and programs. In addition to these core advisory functions, the Senior Manager … more
- T. Rowe Price (Owings Mills, MD)
- …This position is within the North America Compliance team reporting to the Senior Manager , Regulatory Advisory Compliance - Control Room. This ... Regulatory and Self Regulatory Organizations rules and regulations. + Familiarity with advisory compliance matters, including on matters related to confidential… more
- Warner Bros. Discovery (New York, NY)
- …mitigate risks effectively. We are seeking a dynamic and innovative Internal Audit & Advisory Senior Manager , focusing on enhancing the achievement of WBD's ... can thrive. **Your New Role ** Internal Audit and Advisory strengthens WBD's ability to create, protect, and sustain...and fostering excellence in stakeholder engagement. The Internal Audit Senior Manager will be asked to perform… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Wells Fargo (Fresno, CA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Area Manager in Wealth and Investment Management as part of Wells Fargo Advisors. For ... + Engage and influence stakeholders and internal partners associated with Financial Advisory function or affected by its outcomes + Identify and recommend… more
- Wells Fargo (Dallas, TX)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Branch Manager - Non-Producing in Wealth and Investment Management as part of Wells ... in roles with moderate complexity and risk in Financial Advisory functional area + Manage the branch profit and...grow the branch + Identify and recommend opportunities for compliance , regulatory, and administrative issues relating to the branch… more
- Robert Half (San Francisco, CA)
- JOB REQUISITION San Francisco Technology Audit and Advisory Senior Manager LOCATION SAN FRANCISCO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The ... You: Protiviti is looking for a Technology Audit & Advisory Senior Manager to join...etc. + Sarbanes-Oxley Act provisions and methodologies for achieving compliance , in particular the technology implications and requirements. +… more
- Charles Schwab (Los Angeles, CA)
- …specialized products to meet income generation, risk mitigation, and liquidity needs. As a ** Senior Regional Manager ** you will coach and counsel a team of 10-12 ... focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager . **What you have** **What you are good at** -… more
- Deloitte (Jersey City, NJ)
- …capital markets environment? Have a passion for current trends in accounting and finance? As an Advisory Senior Manager at Deloitte, you'll be part of a core ... in an evolving industry. Work you'll do: As a Senior Manager in our Deloitte Advisory...analyzing results, and providing explanations for discrepancies to ensure compliance with each transaction's offering documents. + Performing and… more
- Truist (Charlotte, NC)
- …shift (United States of America) **Please review the following job description:** The GCO Senior Risk Advisory Manager I is responsible for providing first ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more