- Navy Federal Credit Union (Vienna, VA)
- …assigned to support one or more processes based on knowledge and experience. The Senior Compliance Officer is a professional with 7-10 years' experience ... Credit Union Act; etc. The operation and management of the enterprise compliance program spans multiple processes (ie regulatory change management, compliance … more
- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Our people work differently ... and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General...issues and any violations of laws or breaches of policy ; and validating adequacy of remediation taken to address… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Regulatory Change Management team as part of Corporate Risk ... career areas and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Senior Lead Compliance Officer will drive the… more
- Citigroup (Irving, TX)
- The Risk Policy Sr Officer II / Director manages a senior team credit risk professionals within the Customer Credit Engagement Oversight (CCEO) function in ... first line of defense processes and controls to identify risk exposures and non- compliance with Retail Credit Policy . + Monitor and evaluate portfolios,… more
- Citigroup (Jacksonville, FL)
- **Description** : The Risk Policy Senior Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application ... required in order to negotiate internally, often at a senior level. Developed communication and diplomacy skills are required...in deep dive reviews on various programs/processes to ensure compliance to policy eg- ensure write down/off… more
- Wells Fargo (New York, NY)
- **About this role:** **Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate and Investment Banking (CIB) Compliance to support the ... Compliance Program on the Cross Asset Team. The Senior Lead Compliance Officer will...with federal, state, agency, legal and regulatory and Corporate Policy requirements** **Oversee the Front Line's execution and challenges… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to manage its Securities-Based Swap Dealer compliance program, within the ... groups, legal entities, geographies, and jurisdictions; and ensure that escalated compliance issues receive immediate senior management attention. **Job… more
- Citigroup (Tampa, FL)
- The AML Compliance Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money laundering ... and practices. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction + Maintain AML compliance program for… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... " poster. View the EEO is the Law Supplement (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/OFCCP\_EEO\_Supplement\_Final\_JRF\_QA\_508c.pdf) . View the EEO Policy Statement… more
- Wells Fargo (Tempe, AZ)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for RIM MCR Tool as part of Corporate Compliance Regulatory Change ... utilities and tools, and fostering deep collaborative relationships among business-aligned compliance officers and key partners. The ideal candidate will possess a… more