- First Horizon Bank (Asheboro, NC)
- …and prepare cases for review and approval by management. + Provide risk rating recommendations to management for clients' relationships reviewed, by determining if ... client is low or potentially high risk or if account closure is recommended. + Onboarding - Review and Analyze prospect client(s) prior to onboarding. + Perform… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Tampa, FL)
- Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... meet required standards; directing technology solutions that enable effective and efficient compliance risk management solutions. + Monitoring the development of… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk ... by existing and potential customers. These interactions may present compliance risk and are usually covered by...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... for PFICRM regarding privacy and records management matters. + Conducting relevant compliance risk assessments + Preparing reports to disseminate pertinent… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Assurance team responsible for assessing ... to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... various internal assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance… more
- Citigroup (New York, NY)
- …(ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal strategies, ... The Swap Dealer Compliance Senior Vice President will serve...with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance… more