- Tris Pharma (Monmouth Junction, NJ)
- …CFO, collaborating closely with the President/CEO and other members of Senior Leadership, leads development, management and implementation of the organization's ... and ability to implement its business strategy effectively and compliantly.Serving as Senior Financial partner within the organization, incumbent plays a lead role… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- First Horizon Bank (Memphis, TN)
- …CCPA, HIPAA). + ** Risk Assessments:** Performs initial and periodic privacy risk assessments and conducts related ongoing compliance monitoring activities in ... (4-year college) degree and 4-6 years of Financial Institution experience required. Risk management and/or compliance background required (2-4 years). Background… more
- First Horizon Bank (Memphis, TN)
- …(4-year college) degree 2. Financial Institution experience required (4-6 years). Risk Management and/or compliance background preferred (2-4 years). Background ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility, with a primary focus on Wealth Management and… more
- Citigroup (Tampa, FL)
- Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and implementing ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk ... by existing and potential customers. These interactions may present compliance risk and are usually covered by...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (Tampa, FL)
- …Head of the Office of Privacy and Responsible Information Management (OPRIM). Serves as a senior compliance risk officer for Independent Compliance ... The Operations Officer drives the overall administrative activities of the...equivalent experience + Master's degree preferred **Job Family Group:** Compliance **Job Family:** Compliance Risk … more
- Citigroup (New York, NY)
- …(ICRM) program. The individual will serve as a senior swap dealer compliance risk officer for (ICRM) responsible for establishing internal strategies, ... The Swap Dealer Compliance Senior Vice President will serve...with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance… more
- City National Bank (Charlotte, NC)
- …or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of ... ensures business continuity. What you will do * Reviews/challenges compliance risk assessments, analyzing the Bank's ...line of business to remediation plans. * Works with Senior Compliance Officer , Compliance… more
