- T. Rowe Price (Owings Mills, MD)
- …Summary This position is within the North America Compliance team reporting to the Senior Manager, Regulatory Advisory Compliance - Control Room. This ... Self Regulatory Organizations rules and regulations. + Familiarity with advisory compliance matters, including on matters related to confidential information or… more
- T. Rowe Price (Owings Mills, MD)
- …compliance monitoring system, Charles River (CRD). The Legal Compliance Firm Ownership Senior Analyst collaborates with, and provides information to a diverse ... to the beneficial ownership monitoring for trading compliance support and global regulatory reporting. The LCFO team closely monitors firm and entity level aggregate… more
- Consumers Energy (Jackson, MI)
- …available to those who qualify). **GENERAL SUMMARY OF JOB RESPONSIBILITIES** The Senior Engineering Technical Analyst is responsible for the development and ... allows precise application of the standards and technology. The Senior Engineering Technical Analyst will lead moderately...they are completed according to plan and budget. The Sr Engineer Tech Analyst is responsible for… more
- Citigroup (New York, NY)
- …(including Private Bank, Wealth at Work, and Citigold). **Job Description** This is a senior analyst role in the USPB & Wealth Business Treasury Capital and ... Liquidity Resource Advisory (CLRA) team, with a primary responsibility of supporting...of financial resource management topics + Maintaining awareness of regulatory changes and implications for capital and liquidity metrics… more
- UMB Bank (Kansas City, MO)
- As the ** Senior Compliance and Oversight Analyst ** , you will assist in the execution of an effective Compliance and Oversight Program to assure Private Wealth ... have 5+ years of applicable experience within Financial Services. + You have regulatory compliance experience with a Registered Investment Advisory Firm. + You… more
- Citigroup (Tampa, FL)
- …Internal Audit + Contribute towards departmental requirement to adhere to strict regulatory and compliance requirements per tax authority and Citi policy + Perform ... from operational areas + Liaison with Corporate Tax for complex tax advisory inquiries and policy requirements **Qualifications:** + Understanding of US tax… more
- Ascensus (Dresher, PA)
- …facilitator. The regulated entities may include a broker-dealer, registered investment advisory firms, and transfer agent securities activities that work in tandem ... as performed by the Compliance Department; + Prepares and submits various regulatory filings, as assigned. + Performs compliance principal functions as assigned. +… more
- Citigroup (Getzville, NY)
- …with credit management groups across Markets as well as Banking, Capital Markets and Advisory (BCMA) to ensure full alignment on business and regulatory goals, ... as well as consistency and best practices. Within ICM Counterparty Credit Risk (CCR), ICM Funds Underwriting is a global team responsible for measuring, monitoring and controlling counterparty risk for Funds, covering Asset Management Companies, Investment… more
- Deloitte (Rosslyn, VA)
- …a passion for turning challenges and opportunities into long-term solutions? As an Analyst in Deloitte Risk & Financial Advisory , you'll have the opportunity ... Risk: Helping clients to embrace their most strategic risks, providing a platform of advisory services that enable senior executives to plan for, spot, assess,… more
- Deloitte (Denver, CO)
- Deloitte Risk & Financial Advisory Analyst - Cyber You have the power to transform Cyber. From cloud to quantum to 5G to artificial intelligence, be at the ... ends on 2/17/2025. Work You'll Do As a Cyber Analyst , you'll work with our diverse teams of leading...embrace their most strategic risks, provide a platform of advisory services that enable senior executives to… more