• Sr . Manager , Prudential

    Raymond James Financial, Inc. (St. Petersburg, FL)
    **Job Description** **Job Summary:** Under direction of the SVP, Head of Prudential Regulatory Relations, work directly with regulators and internal stakeholder ... of Raymond James in support of successful execution of the firm's prudential regulatory relations strategy. **Responsibilities:** + The firm's holding company… more
    Raymond James Financial, Inc. (03/14/25)
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  • Sr . Quantitative Finance Analyst…

    Bank of America (Jersey City, NJ)
    …liquidity and funding risks in the Bank. Responsible for compliance with Enhanced Prudential Standards and other regulatory guidelines, the candidate will work ... Sr . Quantitative Finance Analyst - Liquidity Model Validation...us! **Job Description:** Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst - Liquidity Risk to conduct… more
    Bank of America (03/08/25)
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  • Compliance Program Manager Senior

    PNC (IL)
    …have an opportunity to contribute to the company's success. As a Compliance Program Manager Senior (GOV), you will be within PNC's Retail organization supporting ... Risk, Change, Experience & Strategy (RCES) team, specifically within Regulatory Compliance. This is a remote position. Work may...available in all geographic locations. As a Compliance Program Manager Senior (GOV), you will lead the… more
    PNC (04/10/25)
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  • Senior Manager Regulatory

    Citigroup (Tampa, FL)
    …+ Analyzing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact. + ... navigate a complex organization; to influence and lead people across cultures at a senior level. + Experience in managing regulatory exams and relationships with… more
    Citigroup (02/07/25)
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  • Senior Audit Manager - Treasury

    American Express (Phoenix, AZ)
    …and key internal capabilities and technologies. About the Role: We are seeking a Senior Audit Manager who is passionate about Capital Planning and Treasury. Key ... supporting Second Line functions) + Remain current on US regulatory requirements specific to Capital Planning, including SR...SR 15-19, Regulation Q, Regulation Y, the Enhanced Prudential Standards (Regulation YY), SR 12-7, among… more
    American Express (03/26/25)
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  • Senior Manager , Treasury Cash…

    Charles Schwab (Lone Tree, CO)
    …helping us "challenge the status quo" and transform the finance industry together._ The Sr Team Manager Cash Management is part of a team, responsible for ... Premier Bank and Charles Schwab & Co. Inc. The Sr Team Manager Cash Management forecasts and...6+ years of working in financial institution subject to Prudential Standards in + Extensive technical knowledge + Ability… more
    Charles Schwab (04/02/25)
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  • Senior Manager , Internal Audit

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …finance-related topics. This role requires a keen awareness of banking and regulatory trends impacting finance, audit data analysis skills, and risk management ... retain talent within the Audit organization. * Establish strong relationships with senior leaders including executive management, and related control groups. * Use… more
    Raymond James Financial, Inc. (04/15/25)
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  • Vice President, Regulatory Exam Management,…

    TD Bank (New York, NY)
    …and advise senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail, solid judgment, and the ... a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory more
    TD Bank (04/03/25)
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  • Senior Financial Crime Risk Oversight…

    TD Bank (New York, NY)
    …Proficiency with Microsoft PowerPoint **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance ... role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Specialist acts as key business oversight… more
    TD Bank (04/15/25)
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  • Global Financial Crimes - Project Manager

    MUFG (Irving, TX)
    …team will provide more details. **Global Financial Crimes PMO Project Manager , Vice President** Discover your opportunity with Mitsubishi UFJ Financial Group ... innovative solutions. + Create reports, presentation material, and communications for senior stakeholders and committees. + Ensure all stakeholders are identified,… more
    MUFG (04/02/25)
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