- Citigroup (New York, NY)
- …the TBE CAO enables the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM ... & International Technology Regulatory Exam Management Senior Lead and will be a member of the team which is responsible for maintaining and maturing our… more
- American Express (Sandy, UT)
- … on #TeamAmex. The Director of Technology Exam and Findings Management will be accountable for reducing Regulatory risk for Technology at ... organization. **Key responsibilities include:** + Optimize Technology regulatory and exam management process maturity and monitor emerging developments… more
- Scotiabank (New York, NY)
- … (eg, execution tracking, risk evaluation, escalation, reporting) + Audit or Exam Management (eg, governance, audit, control functions, compliance, risk ... Senior Manager, Exam and Issue Management **Requisition ID:**...and self-identified issues. This person will serve as a Technology Partner for the US Regulatory Relations,… more
- Citigroup (Tampa, FL)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... responsive to regulatoryrequests. **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full… more
- Capital One (Mclean, VA)
- …Exam Team As a Senior Risk Manager in Capital One's Card Risk Audit and Exam team, you will apply your project management and analytical skills to our highest ... deliverables across various engagements + Facilitate internal audit and regulatory interactions (eg, development of management responses,... to assist with day to day audit and exam facilitation/ management + Support reporting and analytics… more
- Truist (Charlotte, NC)
- …regulatory and investor exams, audits and certifications in partnership with CSBB Exam Management and Enterprise Programs. Incumbent will track, report and ... and risk SME knowledge to assist in the development of roadmaps, technology solutions, prioritization of issue remediation plans, other temporary project-based work… more
- Citigroup (Tampa, FL)
- … Governance, Advisory and Framework Lead (C14, SVP) will report to the Head of Technology Regulatory Management and Governance and will be instrumental in ... all types of regulatory interactions (recurring and ad-hoc), ongoing supervision and exam management . In addition, this role will assist in the development… more
- TD Bank (Mount Laurel, NJ)
- …with timely review and approval from appropriate stakeholders (eg1st line, 2nd line, vendor Management , Technology , regulatory exam teams) + Frame ... the Bank (ie, compliance, second line, Internal Audit and regulatory exams) Provide oversight and management of...audits and ensure completion for multiple business groups and exam topics relating to third party risk management… more
- Mizuho Corporate Bank (New York, NY)
- …cross-functional input to ensure timely and accurate responses to regulatory bodies. Regulatory Exam and Data Management : + Manage end-to-end processes ... regulatory implications. + Prior consulting background around IT Risk Management or Technology Regulatory The expected base salary ranges from… more
- Citigroup (Wilmington, DE)
- …are managed, mitigated, and aligned with our risk appetite. The Tech & Cyber Risk - Regulatory & Governance Management Officer is part of the Risk Analytics and ... Regulatory Reporting team which serves as TCCORO's program management and reporting function, deploying in-depth analysis, business process re-engineering, and… more