• Trade Processing Vice

    SMBC (Charlotte, NC)
    …Securities Operations Group within SMBC Nikko Securities America, Inc. is seeking a Vice President level candidate to provide operational support to the Fixed ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Services * 3+ years of experience working in a trade support capacity * BA/BS preferably in Accounting, Finance… more
    SMBC (11/20/24)
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  • Compliance - Surveillance Lead (Wealth Management…

    JPMorgan Chase (Jersey City, NJ)
    …As a Compliance, Conduct and Operational Risk (CCOR) Surveillance Lead (Wealth Management Trade Surveillance) Vice President , you will play a crucial ... role in Risk Management by reviewing trade surveillance alerts related to Market Manipulation and Misconduct, Sales Practice, and Customer Suitability risks. You… more
    JPMorgan Chase (01/30/25)
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  • CCOR - Surveillance Lead (Compliance - Fixed…

    JPMorgan Chase (Jersey City, NJ)
    …As a Compliance, Conduct and Operational Risk (CCOR) - Surveillance Lead (Fixed Income Trade Surveillance) - Vice President within the North America and ... Latin America Fixed Income Trade Surveillance team, you will be a key player...consumer and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total… more
    JPMorgan Chase (01/20/25)
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  • Vice President , Global Trade

    HSBC (New York, NY)
    …and the business is prepared to support a smooth client migration As our Vice President , Global Trade Solutions Transformation you will: + Implement ... change initiatives and business re-engineering to deliver key initiatives eg Global Trade Solutions ("GTS") technology and process improvement. The role holder will… more
    HSBC (02/04/25)
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  • Communications Compliance Surveillance Vice

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Communications Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral role… more
    SMBC (11/16/24)
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  • Quantitative Analyst, Compliance Trade

    TD Bank (New York, NY)
    …for alerts, and creation of automated quality assurance tools leveraging Natural Language Processing (NLP). The ideal candidate will hold at least a Bachelor's or ... combine technical expertise, machine learning capabilities, and domain knowledge in trade surveillance to enhance the efficiency and accuracy of detection systems… more
    TD Bank (01/21/25)
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  • Group Vice President , Operations…

    Golden State Foods (Arkansas City, KS)
    …efficient and environmentally friendly. We are seeking an energetic, skilled​Group Vice President , Operationsfor an opening in our facility inArkansas ... Company expectations for return on investment + Coordinates operations functions with the Vice President of Sales and Marketing and ensures that manufacturing… more
    Golden State Foods (12/13/24)
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  • Capital & Liquidity Policy, Vice

    JPMorgan Chase (New York, NY)
    JPMorgan Chase is seeking a Vice President to join our Capital and Liquidity Policy team within the Chief Investment Office. As a Vice President in ... Ability to perform a comprehensive and balanced analyses of complex trade structures independently/ under minimum supervision + Excellent interpersonal and… more
    JPMorgan Chase (02/02/25)
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  • Global Regulatory Developments and Engagement…

    JPMorgan Chase (Jersey City, NJ)
    …control activities. Be a part of JP Morgan's Payments Controls team as a Vice President in the Global Regulatory Developments and Engagement (GRDE) function. In ... with business stakeholders, and driving regulatory initiatives to completion. As a Vice President within our Global Regulatory Developments and Engagement team,… more
    JPMorgan Chase (01/19/25)
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  • Global Corporate Banking - Mortgage Finance…

    JPMorgan Chase (Houston, TX)
    We are seeking an experienced Vice President to join our industry-leading team. As a Vice President in Corporate Banking, you will be responsible for ... full set of corporate banking products (Cash Management, DCM, lending products, trade , FX and interest rate products, commodity derivatives, Securities Services and… more
    JPMorgan Chase (12/15/24)
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