- TD Bank (New York, NY)
- …areas: * Capital Markets (Familiarity with Asset Classes and Products) * Compliance ( AML , Trade Surveillance and Supervision) Technical knowledge and ... hands-on experience: * Implementation experience of either NICE Actimize Platform or other AML surveillance vendor solutions or SMARTS/Trading Hub or other … more
- Guidehouse (Mclean, VA)
- …the following: + Support Digital Onboarding, Perpetual KYC, Transaction Monitoring, Sanctions, Trade Surveillance , Anti-Bribery & Corruption, and / or Fraud ... firm. + Solid understanding of Bank Secrecy Act (BSA) and Anti-Money Laundering ( AML ) laws or exposure to the consumer finance industry (Mortgage, Auto, Student,… more
- Bank of America (Fort Worth, TX)
- …service and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring and refresh of client information; ... its risk management and infrastructure by focusing on key AML customer due diligence processes that have high risk...trends, themes, or areas requiring attention. + Works with senior management and other team members to produce performance… more
- Guidehouse (Mclean, VA)
- …Oversee delivery of Digital Onboarding, Perpetual KYC, Transaction Monitoring, Sanctions, Trade Surveillance , Anti-Bribery & Corruption and/or Fraud projects. + ... clients - both externally and internally, establishing credibility with senior Guidehouse colleagues to be recognized as a market...relationships and ensure there are the optimal range of AML solutions to meet client needs as well as… more
- SMBC (New York, NY)
- …with delivering change projects in one or more Compliance disciplines (ie, BSA/ AML , ABC, AF, Surveillance , Control Room, Testing, Regulatory Relations, etc.) ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...+ Proven ability to negotiate internally, often at a senior level, and to influence across functions + Proven… more