- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Citigroup (Getzville, NY)
- The Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance ... The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and… more
- SMBC (Jersey City, NJ)
- …**Role Description** Sumitomo Mitsui Banking Corporation is hiring an E-communications Surveillance Associate . This role is responsible for reviewing corporate ... Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the… more
- Guidehouse (Mclean, VA)
- …Oversee delivery of Digital Onboarding, Perpetual KYC, Transaction Monitoring, Sanctions, Trade Surveillance , Anti-Bribery & Corruption and/or Fraud projects. + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...now seeks to expand its team by recruiting an Associate Director who will be fundamental to this growth… more
- SMBC (Jersey City, NJ)
- …into the Managing Director, Compliance Data and Analytics, in the Compliance Department, Americas Division, the Data Analytics Associate performs detailed ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...and objectives. This position is focused on support for Compliance Department's E-Communications surveillance business, and will… more
- Lowe's (Oak Park Heights, MN)
- …safe, and stocked with the products our customers need. As a Merchandising Service Associate - Plant Service Lead, this means focusing on Live Plants while: (1) ... are safe, clean, and easy for customers to access. The Merchandising Service Associate - Plant Service Lead is primarily responsible for overseeing execution of all… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... seeks to hire an Administrative Manager, NM/L-III (Senior Director, Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE LIMITED TO: Establishing a… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... to environmental and occupational health risks through outreach and education, surveillance and enforcement. Within the division, the Bureau of Environmental… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... to environmental and occupational health risks through outreach, education, surveillance and enforcement. With staff of 1,000, the Division...child care services in New York City operate in compliance with the New York City Health Code and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Sciences and Engineering (ESE) is responsible for conducting inspections to ensure compliance with various rules and regulations aimed at improving the operating… more