- TD Bank (New York, NY)
- …US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Citigroup (Getzville, NY)
- …The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance , e-communications and ... The Compliance Product Intermediate Associate Analyst serves...as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible… more
- Dominion Energy (Richmond, VA)
- Associate Risk Compliance Analyst or Risk Compliance Analyst Dominion Energy is committed to providing reliable, affordable, and increasingly clean energy ... to Trading and Marketing policy. **Required Knowledge, Skills, Abilities & Experience** ** Associate Risk Compliance Analyst** 0-2 years of relevant experience in… more
- CIBC (Madison, IL)
- …RIA and two trust companies. + Developing portfolio monitoring and trade surveillance reports to help ensure the referenced compliance program meets its ... more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) CIBC's US Compliance Department provides timely, proactive advice and independent second… more
- Guidehouse (Mclean, VA)
- …Oversee delivery of Digital Onboarding, Perpetual KYC, Transaction Monitoring, Sanctions, Trade Surveillance , Anti-Bribery & Corruption and/or Fraud projects. + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...now seeks to expand its team by recruiting an Associate Director who will be fundamental to this growth… more
- BMO Financial Group (New York, NY)
- …team. + Review trade exception reports and trading activity to ensure compliance with appropriate rules and regulations. + Analyze surveillance data and ... and operating the First Line of Defense's Operating Group Compliance Program (OGCP). The OGCP is the system of...Organization and is specifically responsible for the monitoring of trade floor activities and ensuring these activities adhere to… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... the Public Health Laboratory (PHL) seeks two qualified candidates to serve as Associate Chemist II. These positions will play integral roles in laboratory testing… more
- Lowe's (Timonium, MD)
- …safe, and stocked with the products our customers need. As a Merchandising Service Associate - Plant Service Lead, this means focusing on Live Plants while: (1) ... are safe, clean, and easy for customers to access. The Merchandising Service Associate - Plant Service Lead is primarily responsible for overseeing execution of all… more
- L3Harris (Redmond, WA)
- We seek Associate Electronics Design Engineer who will work out of our Redmond, WA, location. The candidate as a recognized authority in Electrical Engineering with ... of our solar system to global communication and the surveillance of severe weather and wild fires. Essential Functions:...to perform the following: Participate in proposals, feasibility studies, trade studies, and proof of concept work on complex… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... seeks to hire an Administrative Manager, NM/L-III (Senior Director, Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE LIMITED TO: Establishing a… more