- TD Bank (New York, NY)
- …Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years of experience in surveillance of ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging… more
- TD Bank (New York, NY)
- …will combine technical expertise, machine learning capabilities, and domain knowledge in trade surveillance to enhance the efficiency and accuracy of detection ... text datasets against observable fact patterns. * Develop and implement trade surveillance logic to detect market manipulation and ensure regulatory compliance.… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:... Surveillance Program. As a change agent, Communications Surveillance Vice President will play… more
- JPMorgan Chase (Jersey City, NJ)
- …status quo and striving to be best-in-class. As a CCOR - Surveillance Lead ( Surveillance Strategy) - Vice President within the Global Strategy team, you ... will be a key player in advancement of the global trade surveillance program. Your role will involve driving strategic surveillance enhancements and… more
- JPMorgan Chase (Tampa, FL)
- … surveillance inquiries + Provide principal approval for brokerage trade corrections. Review and action brokerage account maintenance requests (ie options, ... margin, QIB) + Perform oversight of incoming correspondence, checks, and securities. Review trends and patterns of escalated email violations. + Provide pre-approval of suitability for accounts to participate in alternative investments; review and determine… more
- Citigroup (New York, NY)
- …lines meet best in class standards + Coordinate requirements for Citi's Surveillance , Monitoring and Regulatory Tool (SMaRT) + Contribute to global regulatory ... IT work slate + Work on incorporating booking control requirements into various trade capture systems + Manage annual review for size and price control calibration… more
- Citigroup (Jersey City, NJ)
- …as Software Engineer, Technical Analyst, PWB Quantitative Risk Developer, Assistant Vice President or related position involving development of technology ... tools such as Tableau and other reporting frameworks for publishing processed trade data to compliance, surveillance , and regulatory reporting operations… more
- Northrop Grumman (Falls Church, VA)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Division lines of effort/business focus to Mission/Customer priorities with AEW, Surveillance and unmanned aerial platform needs. + Manage relationships with… more
- Sierra Nevada Company, LLC (Miamisburg, OH)
- …II, you'll be the right-hand person for one or more of our Director and Vice President -level leaders, helping them manage their calendars, track tasks, and stay ... and set off on a rewarding career journey! The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is a leader… more
- Northrop Grumman (Melbourne, FL)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... EOIR sensor subsystems, including System Architecture/Concept Development, Candidate Technology Trade Studies, Requirements Development and Derivation, Algorithm Development, Performance… more