- TD Bank (NY)
- …market manipulation, collusion and other prohibited trading practices. Job Details: The US Head of Exchange Traded Products Surveillance, TDS ( US ) ... **Work Location** : New York, New York, United States of America **Hours:** 40... Head of Surveillance for TD Securities ( US ). Exchange traded products (ETPs)… more
- TD Bank (New York, NY)
- **Work Location** : New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $300,000 USD TD is ... Safeguarding the reputation of Compliance's good governance depends on us . Job Description The Global Head of...market abuse and manipulation. * Product knowledge of FX, exchange traded products (listed option, equites, futures),… more
- T. Rowe Price (Baltimore, MD)
- …Senior Compliance Officer supporting our investment advisory businesses, specifically the Exchange - Traded Funds (ETFs) and separately managed account (SMA) ... We invite you to explore the opportunity to join us and grow your career with us ....of the exchanges on which the ETF products are traded (eg New York Stock Exchange (NYSE))… more
- Citigroup (Tampa, FL)
- Citi is seeking a Vice President within Markets Operations organization supporting our Exchange Traded Derivatives and OTC Clearing, and FX Prime Brokerage ... Futures is one of the world's largest participants in exchange - traded derivative markets and has also established...Processing **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- …funds, US mutual funds, separately managed accounts (SMAs), and exchange - traded funds (ETFs)** **through detailed due diligence reviews.** **Conduct ongoing ... traditional investments globally. This role will report to the** ** Head of IMDD - Americas,** **and will require close...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- SMBC (New York, NY)
- … exchange products such as rates & FX swaps, options & exotics as well as exchange traded products. SMBC Nikko Securities America, Inc. (Nikko US ) is an ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...and procedures. **Role Objectives** + Work directly with the Head of Client Lifecycle, Client Management Lead and functional… more
- Vanguard (Malvern, PA)
- …subject matter expert for compliance issues relating to 1940 Act products, exchange - traded funds, and other products, including development of relevant policies, ... robust compliance risk management. This role reports to the Head of Global Fund, Advisor, and Distribution Compliance and...a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be… more
- DR Horton, Inc. (Scottsdale, AZ)
- …the largest homebuilder in the US ,*was founded in 1978 and is a publicly traded company on the New York Stock Exchange . It is engaged in the construction ... projects monthly/quarterly as directed by the Executive or Department Head * Conduct all business in a professional and...an inside look at our company and connect with us on LinkedIn for up to date job listings!… more
- BlackRock (New York, NY)
- …a wide range of investment products and services, including mutual funds, exchange - traded funds (ETFs), and alternative investments, catering to various investor ... thinking. **Why is your role important?** Reporting to the Head of Macro, this economist will be a member...those economies. This role will focus primarily on the US but will also be expected to cover other… more