- TD Bank (New York, NY)
- …to ensure compliance standards are being met for an assortment of regulatory reporting mandates globally, on behalf of TDS . The team is responsible for ... excellence, and commitment to customer service. **Department Overview** The Regulatory Reporting Group (RRG) has operational oversight...will work with you to meet your needs. The VP , TDS Operations leads a group of… more
- TD Bank (New York, NY)
- …organization and to work collaboratively on teams of varying size. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new programs and… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Vice President candidates to join the trade surveillance team. Preferred 5-10 years ... Products, Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution. + ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of… more
- TD Bank (New York, NY)
- …of model specifications, methodologies, analytics, processes, and results. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals ... Department Overview: The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance… more