- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform ... (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of the monitoring...Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. **Depth & Scope:** ** Compliance Monitoring and Testing** + Develop and design annual and cycle-based Compliance … more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will be ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes data review… more
- MUFG (Irving, TX)
- …provide more details. **Job Summary:** The Global Financial Crimes Division ("GFCD") is seeking a Vice President for a compliance role with experience in AML ... will be responsible for performing data analysis, liaising with compliance and business groups to oversee transaction monitoring...as multi-task. In this role, the Vice President will work across functions ( compliance , operations,… more
- Project Renewal, Inc. (New York, NY)
- Vice President , Compliance Executive- Varick Street Headquarters, 200 Varick St, New York, New York, United States of America Req #1327 Thursday, December ... 26, 2024 Title: Vice President , Compliance Location:New York...are effective and enforceable across all program areas 3. Monitoring and Auditing Conduct regular internal audits and monitor… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution of ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will have coverage...Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements. + Assists in the development and… more
- JPMorgan Chase (Tampa, FL)
- …striving to be best-inclass. As a Monitoring /Testing Lead - Vice President in the Global Financial Crimes Compliance (GFCC) and Compliance Conduct ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...the Firm's lines of business and Corporate Functions. CCOR Monitoring and Testing (M&T) activities represent an independent evaluation… more
- SMBC (Jersey City, NJ)
- …to leverage advance techniques to process, analyze and manage data sets subject of monitoring . The Communications Surveillance Vice President will also play ... portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation,… more
- Dana-Farber Cancer Institute (Brookline, MA)
- The Vice President of Business Strategy will lead the development of comprehensive strategies across the Institute, integrating cross-institute initiatives, ... service lines, disease centers, and business units. Reporting to the Senior Vice President of Business Strategy, this position requires close collaboration… more
- Michigan Technological University (Houghton, MI)
- Vice President for Finance and Administration - Chief Financial Officer Apply now ... (https://secure.dc4.pageuppeople.com/apply/1021/gateway/default.aspx?c=apply&lJobID=493801&lJobSourceTypeID=796&sLanguage=en-us) Job No: 25003 Department: CFO & Sr Vice President for Admin Work Type: Staff… more