- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- MUFG (Tempe, AZ)
- …A member of our recruitment team will provide more details. **Job Summary:** The Regulatory Reporting Analyst is responsible for the production and submission of ... multiple regulatory filings in compliance with legal and regulatory requirements, the Bank's policies and procedures, and generally accepted accounting… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** The department is seeking for a data remediation Vice President for finance change regulatory and treasury reporting. ... role is to drive change that enhances the quality of data for regulatory /treasury reporting, secure compliance with enterprise data standards and align on best… more
- MUFG (New York, NY)
- …one day. A member of our recruitment team will provide more details. Senior Quantitative Analyst , Vice President This position will report to the (Americas) ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (Tempe, AZ)
- …will provide more details. **Job Summary:** Reporting to the Vice President of Business Transformation, the Business Analyst works with stakeholders from ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (Jersey City, NJ)
- …team will provide more details. **Job Summary** MUFG is looking for a skilled Vice President with extensive banking and program management experience to support ... including enhancements, business continuity management and oversight, audit and regulatory responses and ongoing monitoring and management of documentation of… more
- JPMorgan Chase (New York, NY)
- …The opportunity is to join the situational research team as a senior VP-level desk analyst reporting to the Head of Research. The business is seeking a US (New York) ... based VP-level analyst with experience in financial valuation and credit analysis....procedures as well as with all applicable legal and regulatory requirements **Required qualifications, capabilities and skills** + 5+… more
- TD Bank (New York, NY)
- …Department Overview: The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and… more
- Citigroup (Tampa, FL)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. The Counterparty Credit ... controlled in accordance with the Firm's risk policies. **Responsibilities:** As a Business Analyst working in CCR project team, individual will be expected to +… more
- Citigroup (Tampa, FL)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. The Counterparty Credit ... accordance with the Firm's risk policies. **Responsibilities:** + As a business analyst for Credit Value Adjustment/XVA (CVA, DVA, FVA, FVL) workstream, the… more