- American Express (Sandy, UT)
- …effectively navigate the regulatory landscape and meet examiner expectations. As a Vice President , you will lead multiple teams that are engaging in ... Team Amex and let's lead the way together. The Regulatory Exam Lifecycle Management team ("RELM") in...recommendations, supporting business units as they implement change. A Vice President in RELM is responsible for… more
- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Brooklyn, NY)
- …Policy, Inter-entity Analysis, Quality Review & Control and SEC Reporting teams. As a Vice President on the Regulatory Reporting Policy team, you will ... and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead... reporting, US GAAP or IFRS interpretation experience + Vice President level or equivalent experience +… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- Citigroup (New York, NY)
- …the Role** The Finance Regulatory Engagement, Governance & Reporting, Assistant Vice President contributes to the directional strategy of regulatory ... are maintained and followed related to the management of regulatory interactions, including exam management, regulatory...to the management of regulatory interactions, including exam management, regulatory meetings and requests for… more
- BMO Financial Group (New York, NY)
- …services to clients around the world. #bmocapitalmarkets **Mandate** : Vice President will work directly with the Director, Regulatory & Financial Crisis ... understanding of supervisory procedure concepts + Familiarity with financial industry regulatory exam concepts + Experience dealing directly with Financial… more
- MUFG (Tempe, AZ)
- …more details. This Americas Issues Management Regulatory & Audit Reporting Coordination Vice President ("VP") role is in the Global Financial Crimes Division ... & Corruption, Markets/Securities), Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage expectations for… more
- MUFG (New York, NY)
- …trusted financial group. **Major Responsibilities** : + Support end-to-end Banking regulatory exam management, including meeting scheduling, organization of ... member of our recruitment team will provide more details. Regulatory Affairs Office (RAO) Coordinator, Associate Join a financial...document productions, responding to regulatory requests for information, and drafting meeting summaries/minutes +… more
- Wells Fargo (New York, NY)
- …The Healthcare coverage group within Corporate & Investment Banking (CIB) is seeking a Vice President Investment Banker to join its New York office - ... Healthcare Services. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Business and Tech Services (BTS), to join its New York City ... deal execution. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more