- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (New York, NY)
- …thinking outside the box, challenging the status quo and striving to be best-in-class. As a Vice President in the Risk Engagement team, you will have a lead role ... other exam partners in preparation for, and engagement in, regulatory engagements. + Lead regulatory examinations through the exam lifecycle, as well as… more
- Wells Fargo (New York, NY)
- …The Industrials Investment Banking team at Wells Fargo is seeking talented and experienced Vice President Investment Bankers to play a pivotal role in the growth ... **Diversified Industrials** **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- Wells Fargo (New York, NY)
- …relationship with Wells Fargo. The Financial Sponsors Group is seeking a Vice President with prior Infrastructure Fund investment banking coverage experience ... unique content for clients, and creative, team-oriented approach to solving problems. The Vice President will have the opportunity to work with private equity… more
- JPMorgan Chase (Chicago, IL)
- …challenging the status quo and striving to be best-in-class. As a Risk Control Manager Vice President in Business Banking Risk, you will be part of an agile, ... JPMorganChase (JPMC), Control Management prevents, detects, and monitors operational, regulatory , and reputational risks. In support of operational excellence, we… more
- MUFG (Irving, TX)
- …Anti-Bribery & Corruption), business functions, Internal Audit, Compliance Testing, and Exam & Audit Management in furtherance of Issues Management policy, standard, ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Raymond James Financial, Inc. (New York, NY)
- …Manager Experience - More than 15 years **Certifications** Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA) **Salary ... Range** $130,000.00-$250000.00 **Travel** Less than 25% **Workstyle** Resident At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm's core values of client-first, integrity,… more
- Citigroup (New York, NY)
- …practices. **About the Role** The Finance Regulatory Engagement & Oversight Senior Vice President contributes to the directional strategy of regulatory ... standards and maintained and followed related to the management of Citi Finance's regulatory interactions, including exam management, regulatory meetings and… more
- Colorado State University (Fort Collins, CO)
- …misconduct prohibited by the University's Policy on Discrimination and Harassment is the Vice President for Equity, Equal Opportunity and Title IX, 101 Student ... Veterinary Technician ( PVT ) through the Department of Regulatory Agencies ( DORA ) by the time of...+ Interviews clients and obtains history and basic physical exam parameters in preparation for further assessment by DVMs.… more
- Option Care Health (Itasca, IL)
- …with an accredited school of pharmacy or (e) equivalent experience as approved by the Vice President (VP) of Pharmacy and/or Sr. Vice President ... and procedures of the Option Care, pharmacy practice professional standards, and applicable regulatory entities. This is an entry level position into the practice of… more