- Citigroup (Tampa, FL)
- …as a senior compliance and operational risk manager for Global Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and ... Wealth Deposits and Lending businesses. **Responsibilities:** + Provide compliance product coverage to Global Wealth SBL...transactions and/or products. + Assist in the development and administration of Compliance and ORM training for… more
- Truist (Miami, FL)
- …other financial institution experience with an emphasis in operations or administration 2. Demonstrates strong investment, wealth management, treasury services, ... review the following job description:** Lead, develop and coach a team of wealth support specialists and oversee the daily service, sales and operations support of… more
- BMO Financial Group (Barrington, IL)
- …Provides technical expertise for all aspects of investment management and administration to ensure compliance . Works collaboratively within the branch ... Senior Portfolio Manager, Trust Investment Officer, Senior Investment Manager at a Wealth Management firm with** **no less than** **7-10 years of experience**… more
- CIBC (San Francisco, CA)
- …in order to effectively bring about resolution. This role also provides oversight on some aspects of the Client Service Associate's responsibilities. **How you'll ... + Achieve and sustain a balanced approach to managing risk by ensuring compliance controls and processes (regulatory, compliance , fiduciary) are integrated into… more
- University of Pennsylvania (Philadelphia, PA)
- …variety of professional development opportunities, supportive work and family benefits, a wealth of health and wellness programs and resources, and much more. Posted ... Job Title Associate Director of Administration & Finance Job Profile Title Associate Director D,...PACC research funding on a monthly basis, provide financial oversight and planning which includes the annual budget process,… more
- Comerica (Winston Salem, NC)
- …and Irrevocable Life Insurance Trust business units. These business units focus on oversight , advisory services, and administration of accounts within each of ... administration , as well as directly administer accounts. Position Responsibilities: Fiduciary Administration , Oversight & Governance * Serve as a subject… more
- Truist (Charlotte, NC)
- …geography of Truist. JOB SUMMARY Directly administers and provides fiduciary advice and oversight for all types of Wealth trust accounts including personal ... for the proper escalation of matters to various internal parties including Risk Oversight , Legal, and Compliance . 7. Responsible for the completion of projects… more
- BMO Financial Group (Chicago, IL)
- …client satisfaction and expand the bank's fiduciary services. Key Responsibilities: Trust Administration & Compliance : * Oversee the day-to-day administration ... requirements. * Oversee annual and periodic trust reviews to ensure proper administration and risk oversight . Client Relationship Management: * Serve as… more
- TIAA (Chicago, IL)
- Serve as a member of the Enterprise Communications Compliance ("ECC") team that provides advice and guidance regarding the applicability of regulatory requirements, ... of marketing materials. In addition, the role will provide Compliance thought leadership and solutions on approach to new...and solutions on approach to new marketing initiatives, and oversight in relation to global and corporate marketing. The… more
- Citigroup (New York, NY)
- …and oversight of budgets, financials, operations, human resources and compliance by way of systems, processes, workflows, procedures and the assessment of ... - Lending, will report directly into the COO for Wealth and Matrix report into the Head of Lending...role will drive medium- to long-term plans, co-ordination and oversight of uplift programs across the Lending product and… more