- Citigroup (Miami, FL)
- …to influence and guide issue owners through the issue management lifecycle.** **Proactive engagement with control functions to ensure understanding of ... Wealth , which is to be the leading wealth management provider globally. As we embark... colleagues to identify and adopt best practices for issue management .** **Liaise within the organization to… more
- Citigroup (Jersey City, NJ)
- …role will support the Citi Wealth Controls team responsible for the Issue Management Program including Issue Quality Assurance (IQA) and Issue ... Management Policy. *Ensure the identification of issue root cause, partnering with control and...support on the effective design and implementation of key control remediations. *Provide Controls /Issues Management … more
- JPMorgan Chase (Newark, DE)
- …customers and communities. As a Senior Associate in the Risk Management - Asset & Wealth Management Risk Control team, you will play a pivotal role in ... risk assessment. Your responsibilities will encompass top-down risk analysis, real-time control issue detection, escalation, root cause analysis, and… more
- BMO Financial Group (Chicago, IL)
- …all BMO-defined Operational Risk Types (including AML) for the Wealth Management business, ensuring that internal control systems identify and mitigate ... - R250002014 Reporting to the Chief Operating Officer (COO), Wealth Management , the Head, Business Risk and...to design and implement appropriate end-to-end product/segment level risk management controls , metrics and quality controls… more
- Citigroup (Jacksonville, FL)
- …measurement, management , reporting and controls in governance, risk management and internal control environments. + Leverage available tools and ... Citi's US Personal Banking and Wealth Management (USPBWM) businesses are global... remediation and closure. Provide updates, as needed, to management on issue remediation status including progress… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …strategy, execution, and documentation; management reporting and communication; and issue management . A COII leads in the identification and assessment ... II (COII) you will conduct compliance testing for the Wealth and Asset Management (W&AM) business and...of various processes, identifying regulatory compliance risk, and testing controls to ensure they adequately mitigate risk. - Design… more
- M&T Bank (Baltimore, MD)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- M&T Bank (Vero Beach, FL)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Understand and… more
- Fifth Third Bank, NA (Cincinnati, OH)
- … management processes related to the entity being audited. Execute testing of controls to assess adequacy of control design and operational effectiveness in ... company, line of business and/or individual performance. #LI-BP1 Audit Project Manager - Wealth & Asset Management LOCATION -- Cincinnati, Ohio 45202 Fifth Third… more
- City National Bank (Los Angeles, CA)
- … areas required. *Skills and Knowledge* * Understanding of risks, internal controls , work paper documentation and issue identification concepts and experience ... *AUDITOR II- WEALTH * WHAT IS THE OPPORTUNITY? The auditor will...an individual contributor on routine audit assignments testing internal controls and ensuring compliance with bank policies, procedures, and… more