- Citizens (Johnston, RI)
- Description The Wealth Supervisory Control Manager provides oversight to a team responsible for reviewing and approving various financial transactions, ... complex cases and maintaining a high level of quality control and collaboration. This role will provide oversight and...collaboration. This role will provide oversight and supervision to Wealth Advisors and support staff and is a key… more
- JPMorgan Chase (Plano, TX)
- …advice and to deliver sophisticated products and solutions to meet their generational wealth management needs. The Supervisory Manager is integral to ... managing regulatory obligations, operational risk, and supervisory requirements within JP Morgan Wealth Management....Chase Bank, NA are affiliated companies under the common control of JPMorgan Chase & Co. Products not available… more
- JPMorgan Chase (Chicago, IL)
- …solutions to meet their generational wealth management needs. As a Vice President Supervisory Manager in JP Morgan Wealth Management, you will be ... JP Morgan Wealth Management provides individuals, advisors and institutions with...leading and implementing business and firm-wide initiatives, ensuring day-to-day supervisory aspects of the business are functioning, and partnering… more
- JPMorgan Chase (Chicago, IL)
- …products and solutions to meet their generational wealth management needs. As a Supervisory Manager in JP Morgan Wealth Management, you will exhibit ... JP Morgan Wealth Management provides individuals, advisors and institutions with...options, mutual funds, and managed account transactions. + Escalate supervisory issues as necessary, providing relevant recommendations for appropriate… more
- JPMorgan Chase (San Francisco, CA)
- …the world's leading global financial institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership and ... helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an...operational expertise when performing designated supervisory duties to oversee a territory of Financial Advisors.… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's risk and control environments in ... **The successful candidate will have both "internal audit" and " wealth management" experience.** Responsibilities: + Consistently develop, execute and deliver… more
- Charles Schwab (Lone Tree, CO)
- …related to programs owned. **What you have** Required Qualifications + 6+ years supervisory , risk, control , or oversight experience in financial services. + ... status quo" and transform the finance industry together. Schwab's Wealth & Advice Solutions (WAS) organization offers industry-leading ...to both Retail and Advisor Services clients. This Senior Manager role will report to the Director of the… more
- TD Bank (Marlton, NJ)
- …you more specific details for this role. **Line of Business:** TD Wealth **Job Description:** The Client Support Supervisor serves two primary functions, they ... coordinate communication with multiple areas of the wealth management business (including, but not limited to, distribution, supervision, product, operations, legal,… more
- Citigroup (San Francisco, CA)
- The Wealth Regional Director is a senior leader within the US Wealth Management Business managing multiple teams of Wealth Group Executives (Sales Managers) ... (100+ individuals), Relationship Managers (100+ individuals), and other functions supporting wealth advisory sales. The Wealth Regional Director is directly… more
- M&T Bank (West Hartford, CT)
- …As the manager for a book of client relationships, the Wealth Advisor is responsible and accountable for coordinating activities of the relationship team ... and coordinates on the delivery of solutions for a comprehensive wealth management strategy for individuals, business owners, and/or families. **Primary… more